Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (7)4. Giving personal recommendations on retail investment products which are not broker funds
    • (4)[FCA CF] Client dealing (19 Jun 2023 to 2 Apr 2026)
    • (5)[FCA CF] Functions requiring qualifications (19 Jun 2023 to 2 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Yodelar Investments Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Yodelar Investments Limited

  3. controlled function removed: [FCA CF] Functions requiring qualifications at Yodelar Investments Limited

  4. controlled function removed: [FCA CF] Client dealing at Yodelar Investments Limited

  5. controlled function added: (4)[FCA CF] Client dealing at Yodelar Investments Limited

  6. controlled function added: (5)[FCA CF] Functions requiring qualifications at Yodelar Investments Limited

  7. controlled function added: (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Yodelar Investments Limited

  8. controlled function added: (7)4. Giving personal recommendations on retail investment products which are not broker funds at Yodelar Investments Limited