Marc Moulin

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 25 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Apr 2024)
    • [FCA CF] Client dealing (since 21 Nov 2023)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2017)
    • CF30 Customer (17 Aug 2015 to 6 Mar 2016)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (16 Jul 2014 to 29 Jul 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (13 Jul 2010 to 17 Jun 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 8 Jun 2010)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.