Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Material risk taker (6 Feb 2020 to 20 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (6 Feb 2020 to 20 Sep 2021)
    • [FCA CF] Client dealing (5 Oct 2018 to 20 Sep 2021)
    • [FCA CF] Manager of certification employee (5 Oct 2018 to 20 Sep 2021)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Client dealing (5 Oct 2018 to 20 Sep 2021)
    • [FCA CF] Manager of certification employee (5 Oct 2018 to 20 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.