Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 30 Jun 2017)
- CF29 Significant management (14 Jan 2016 to 6 Mar 2016)
- CF30 Customer (28 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (23 Nov 2011 to 20 Sep 2014)
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- CF21 Investment Adviser (24 Feb 2005 to 1 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.