Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard Odier (Europe) S.A. (no longer approved here)

    FRN 597896

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 30 Jun 2017)
    • CF29 Significant management (14 Jan 2016 to 6 Mar 2016)
    • CF30 Customer (28 Oct 2014 to 6 Mar 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (23 Nov 2011 to 20 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (24 Feb 2005 to 1 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.