Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (7 Mar 2016 to 31 Mar 2019)
- CF1 Director (14 Nov 2014 to 6 Mar 2016)
- CF3 Chief Executive (14 Nov 2014 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 7 Dec 2009)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF19 Significant Mgt (Financial Resources) (19 Sep 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (14 Jun 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.