Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Natixis
FRN 206092
- [FCA CF] Significant management (since 15 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 28 May 2021)
- SMF3 Executive Director (7 Oct 2022 to 1 Mar 2024)
- [PRA CF] Managing a material risk taker (28 May 2021 to 15 Jan 2024)
- [FCA CF] Functions requiring qualifications (3 Jan 2019 to 5 Mar 2021)
- [FCA CF] Client dealing (3 Jan 2019 to 15 Jan 2024)
- [FCA CF] Manager of certification employee (3 Jan 2019 to 15 Jan 2024)
- [FCA CF] Material risk taker (3 Jan 2019 to 28 May 2021)
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- CF30 Customer (17 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (17 Jun 2014 to 6 Mar 2016)
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- CF21 Investment Adviser (7 Jul 2003 to 22 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.