Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Significant management (since 15 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 May 2021)
    • SMF3 Executive Director (7 Oct 2022 to 1 Mar 2024)
    • [PRA CF] Managing a material risk taker (28 May 2021 to 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (3 Jan 2019 to 5 Mar 2021)
    • [FCA CF] Client dealing (3 Jan 2019 to 15 Jan 2024)
    • [FCA CF] Manager of certification employee (3 Jan 2019 to 15 Jan 2024)
    • [FCA CF] Material risk taker (3 Jan 2019 to 28 May 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Jun 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (17 Jun 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (7 Jul 2003 to 22 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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