Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
- [FCA CF] Client dealing (29 Jul 2019 to 29 Jan 2021)
- [PRA CF] Significant risk taker or Material risk taker (15 Feb 2017 to 29 Jan 2021)
- [FCA CF] Manager of certification employee (15 Feb 2017 to 29 Jan 2021)
- CF30 Customer (27 Aug 2014 to 6 Mar 2016)
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- [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
- [FCA CF] Manager of certification employee (11 Jan 2019 to 29 Jan 2021)
- [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 10 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.