Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
    • [FCA CF] Client dealing (29 Jul 2019 to 29 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (15 Feb 2017 to 29 Jan 2021)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 29 Jan 2021)
    • CF30 Customer (27 Aug 2014 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
    • [FCA CF] Manager of certification employee (11 Jan 2019 to 29 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 10 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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