Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • [FCA CF] CASS oversight function (9 Dec 2019 to 5 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
    • CF29 Significant management (2 Jan 2013 to 9 Sep 2019)
    • CF28 Systems and controls (9 May 2012 to 14 Dec 2012)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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