Marc Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited

    FRN 117659

    • [FCA CF] Manager of certification employee (since 12 Feb 2024)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Significant management (1 Apr 2020 to 1 Feb 2024)
    • [FCA CF] Material risk taker (1 Apr 2020 to 1 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2024)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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