Marc Joseph Gabelli

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GABELLI SECURITIES INTERNATIONAL UK LIMITED (no longer approved here)

    FRN 536841

    • [FCA CF] Client dealing (30 Jun 2022 to 1 Jul 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (15 Aug 2012 to 8 Dec 2019)
    • CF1 Director (13 Sep 2011 to 22 Nov 2019)
    • CF3 Chief Executive (13 Sep 2011 to 22 Nov 2019)
  • GAMCO Asset Management (UK) Limited (no longer approved here)

    FRN 197343

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.