Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (30 Jun 2020 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (30 Jun 2020 to 1 Nov 2024)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
  • OIL BROKERAGE LIMITED (no longer approved here)

    FRN 146361

    • CF30 Customer (1 Nov 2007 to 10 Apr 2015)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
    • CF26 Customer Trading (24 Aug 2006 to 31 Oct 2007)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.