Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2019 to 10 Jun 2021)
- [FCA CF] Material risk taker (1 Apr 2019 to 18 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 18 Aug 2025)
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- CF30 Customer (1 Nov 2007 to 26 Apr 2013)
- CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (22 Nov 2004 to 13 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.