Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • SMF3 Executive Director (7 Oct 2022 to 30 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (25 Oct 2021 to 7 Oct 2022)
    • [FCA CF] Client dealing (20 Jun 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (20 Jun 2019 to 5 Mar 2021)
    • SMF21 EEA Branch Senior Manager (EBSM) (14 Nov 2017 to 20 Jun 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 31 Jan 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.