Marc Faulkner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Nov 2014)
    • CF30 Customer (19 Feb 2009 to 26 Apr 2009)
  • Marc Faulkner

    FRN 652427

    • (1)Employed By (since 13 Nov 2014)
  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • CF30 Customer (22 Apr 2009 to 24 Dec 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 6 May 2009)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
  • Weston Financial Partnership Ltd (no longer approved here)

    FRN 456913

    • Employed By (15 Sep 2006 to 6 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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