Marc Domenyk Carter

• Future Directions Financial Services Limited

  FRN 690603

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
  • CF1 Director (4 Jan 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (3 May 2013 to 7 Jan 2016)
• Blueprint Financial Services Ltd (no longer approved here)

  FRN 227242

  • Employed By (12 Feb 2007 to 23 Apr 2007)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF21 Investment Adviser (1 Jun 2005 to 23 Apr 2007)
• Blueprint South East Ltd (no longer approved here)

  FRN 227241

  • Employed By (21 Mar 2005 to 8 Dec 2019)

No changes recorded yet.