Marc Dicks-Jones

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Wealth Financial Advisers Ltd

    FRN 941825

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2021)
    • [FCA CF] Client dealing (since 23 Apr 2021)
    • SMF16 Compliance Oversight (since 1 Apr 2021)
    • SMF3 Executive Director (since 1 Apr 2021)
  • Barry Johnson Financial Services Limited (no longer approved here)

    FRN 684012

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2021)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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