Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 29 Jul 2022)
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- SMF1 Chief Executive (since 10 Dec 2018)
- SMF16 Compliance Oversight (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- SMF5 Head of Internal Audit (10 Dec 2018 to 4 Feb 2020)
- SIMF5 Head of Internal Audit Function (7 Feb 2017 to 9 Dec 2018)
- CF10 Compliance Oversight (7 Feb 2017 to 9 Dec 2018)
- CF11 Money Laundering Reporting (7 Feb 2017 to 9 Dec 2018)
- SIMF1 Chief Executive Function (7 Feb 2017 to 9 Dec 2018)
- CF2 Non Executive Director (27 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.