Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 29 Jul 2022)
    • SMF1 Chief Executive (since 10 Dec 2018)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 4 Feb 2020)
    • SIMF5 Head of Internal Audit Function (7 Feb 2017 to 9 Dec 2018)
    • CF10 Compliance Oversight (7 Feb 2017 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (7 Feb 2017 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Feb 2017 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.