Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2024)
    • [FCA CF] Manager of certification employee (since 16 Mar 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (16 Mar 2021 to 17 Mar 2021)
    • CF30 Customer (26 Jan 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Oct 2008 to 17 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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