Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Budge and Company Limited (no longer approved here)

    FRN 133515

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 May 2021)
    • CF10 Compliance Oversight (14 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2009 to 24 Nov 2014)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF7 Sole Trader (AR) (13 Dec 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (8 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jul 2002)
    • CF1 Director (AR) (1 Dec 2001 to 13 Dec 2004)
  • Freedman Ross Investment Management Limited (no longer approved here)

    FRN 181190

    • (4)Employed By (1 Dec 2001 to 13 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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