Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Material risk taker (since 15 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2024)
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- SMF18 Other Overall Responsibility (4 Dec 2023 to 11 Jan 2024)
- [FCA CF] Material risk taker (1 Jan 2021 to 10 Jan 2024)
- SMF27 Partner (9 Dec 2019 to 1 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
- CF4 Partner (30 Jul 2009 to 8 Dec 2019)
- CF30 Customer (30 Jul 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.