Manuela Pozzi

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 12 Feb 2026)
    • [FCA CF] Material risk taker (since 20 Jul 2022)
    • [FCA CF] Manager of certification employee (since 14 Oct 2021)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 12 Feb 2026)
    • [FCA CF] Material risk taker (since 20 Jul 2022)
    • [FCA CF] Manager of certification employee (since 14 Oct 2021)
  • Bank of America Europe DAC

    FRN 989014

    • [FCA CF] Manager of certification employee (since 10 Oct 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 11 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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