Manuel Esteve

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 6 Sep 2024)
    • [FCA CF] Manager of certification employee (since 18 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Jul 2022)
    • [FCA CF] Client dealing (since 26 Jul 2022)
    • [FCA CF] Material risk taker (since 26 Jul 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (2 Mar 2022 to 25 Apr 2022)
    • [FCA CF] Manager of certification employee (11 Oct 2021 to 25 Apr 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Sep 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.