Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 10 Nov 2021)
- [FCA CF] Material risk taker (since 10 Nov 2021)
- [FCA CF] Client dealing (since 10 Nov 2021)
- CF30 Customer (10 Jul 2013 to 1 Feb 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 10 Nov 2021)
- [FCA CF] Manager of certification employee (since 10 Nov 2021)
- [FCA CF] Material risk taker (since 10 Nov 2021)
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- [FCA CF] Manager of certification employee (10 Nov 2021 to 4 Jul 2022)
- [FCA CF] Client dealing (10 Nov 2021 to 4 Jul 2022)
- [FCA CF] Material risk taker (10 Nov 2021 to 4 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
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