Mansi Ravindra Desai

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Wealth Management Limited

    FRN 464968

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (2 Nov 2022 to 29 Aug 2024)
    • [FCA CF] Functions requiring qualifications (2 Nov 2022 to 29 Aug 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (31 Jan 2022 to 16 Aug 2022)
    • [FCA CF] Client dealing (31 Jan 2022 to 16 Aug 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2022)
    • CF30 Customer (26 Sep 2019 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (3 Jul 2018 to 20 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.