Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (14 Mar 2019 to 11 Aug 2020)
    • [FCA CF] Client dealing (25 Jun 2018 to 18 Jan 2021)
    • CF30 Customer (28 Nov 2008 to 26 Jun 2011)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (14 Mar 2019 to 11 Aug 2020)
    • [FCA CF] Client dealing (25 Jun 2018 to 18 Jan 2021)
    • CF30 Customer (28 Nov 2008 to 26 Jun 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (25 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.