Manooj Kumar Mistry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jul 2020)
    • CF3 Chief Executive (15 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (15 Sep 2017 to 8 Dec 2019)
    • CF1 Director (14 Jul 2014 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Significant management (7 Mar 2016 to 24 Nov 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Nov 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Nov 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.