Manoj Swain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Manager of certification employee (since 14 Jan 2020)
    • [FCA CF] Client dealing (since 14 Jan 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (22 May 2017 to 4 Jan 2020)
    • [FCA CF] Manager of certification employee (22 May 2017 to 4 Jan 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (22 May 2017 to 4 Jan 2020)
    • [FCA CF] Client dealing (22 May 2017 to 4 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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