Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BML Financial Solutions Limited
FRN 844194
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Apr 2020)
- [FCA CF] Client dealing (since 28 Apr 2020)
- SMF3 Executive Director (since 8 Jan 2020)
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- CF1 Director (AR) (13 Mar 2012 to 5 Jan 2020)
- CF30 Customer (13 Mar 2012 to 5 Jan 2020)
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- Employed By (13 Mar 2012 to 5 Jan 2020)
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- CF30 Customer (1 Nov 2007 to 5 Apr 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.