Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF2 Non Executive Director (12 Mar 2014 to 7 Oct 2015)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF17 Significant Mgt (Other Business Operations) (27 Jan 2004 to 1 Apr 2006)
    • CF19 Significant Mgt (Financial Resources) (27 Jan 2004 to 1 Apr 2006)
    • CF13 Finance (27 Jan 2004 to 1 Apr 2006)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF1 Director (27 Jan 2004 to 9 Mar 2006)
    • CF13 Finance (27 Jan 2004 to 1 Apr 2006)
    • CF17 Significant Mgt (Other Business Operations) (27 Jan 2004 to 1 Apr 2006)
    • CF19 Significant Mgt (Financial Resources) (27 Jan 2004 to 1 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.