Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2026)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (4 Jul 2024 to 6 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 9 Sep 2013)
    • CF22 Investment Adviser (Trainee) (11 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.