Manjit Dale

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TDR Capital LLP

    FRN 216708

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (27 Nov 2002 to 8 Dec 2019)
    • CF27 Investment Management (27 Nov 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (27 Nov 2002 to 31 Oct 2007)
  • Asda Stores Limited (no longer approved here)

    FRN 718361

    • Director of firm who is not a certification employee or a SMF manager (18 Jun 2021 to 19 Dec 2023)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF2 Non Executive Director (2 Dec 2009 to 30 Apr 2014)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • CF2 Non Executive Director (2 Dec 2009 to 30 Apr 2014)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF2 Non Executive Director (21 Oct 2008 to 30 Apr 2014)
    • CF1 Director (12 Jun 2008 to 21 Oct 2008)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.