Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (5 Sep 2019 to 9 Sep 2019)
    • [PRA CF] Managing a material risk taker (5 Sep 2019 to 9 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 3 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (8 Feb 2018 to 3 Sep 2021)
    • [PRA CF] Managing a material risk taker (11 Sep 2017 to 6 Jan 2018)
    • [FCA CF] Manager of certification employee (11 Sep 2017 to 6 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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