Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (5 Sep 2019 to 9 Sep 2019)
- [PRA CF] Managing a material risk taker (5 Sep 2019 to 9 Sep 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 3 Sep 2021)
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- [PRA CF] Significant risk taker or Material risk taker (8 Feb 2018 to 3 Sep 2021)
- [PRA CF] Managing a material risk taker (11 Sep 2017 to 6 Jan 2018)
- [FCA CF] Manager of certification employee (11 Sep 2017 to 6 Jan 2018)
- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.