Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (27 Sep 2017 to 8 Apr 2021)
    • [FCA CF] Manager of certification employee (22 Sep 2017 to 8 Apr 2021)
    • [FCA CF] Material risk taker (22 Sep 2017 to 24 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (22 Sep 2017 to 24 Feb 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (31 Oct 2013 to 17 Nov 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 26 Oct 2013)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (21 Nov 2011 to 26 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.