Manisha Patel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2022)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Feb 2021 to 26 Aug 2022)
    • [FCA CF] Client dealing (9 Feb 2021 to 26 Aug 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Nov 2013 to 3 Dec 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (20 Nov 2008 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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