Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2019 to 7 Aug 2020)
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- [PRA CF] Significant risk taker or Material risk taker (20 Nov 2017 to 7 Aug 2020)
- [FCA CF] Client dealing (15 Nov 2016 to 24 Mar 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (3 Feb 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.