MANISH KUMAR Singh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crossbridge Capital LLP

    FRN 480069

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (3 Feb 2011 to 8 Dec 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 27 Jan 2011)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (12 Dec 2005 to 11 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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