Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 18 Aug 2021)
- CF30 Customer (since 13 Aug 2021)
- CF1 Director (AR) (since 13 Aug 2021)
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Marway Financial Planning Ltd
FRN 953697
- (1)Employed By (since 13 Aug 2021)
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- [FCA CF] Client dealing (15 May 2020 to 7 Apr 2021)
- [FCA CF] Functions requiring qualifications (15 May 2020 to 7 Apr 2021)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.