Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF8 Apportionment and Oversight (16 Apr 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (16 Apr 2007 to 30 Sep 2018)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
    • CF1 Director (16 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Apr 2007 to 1 Apr 2010)
    • CF11 Money Laundering Reporting (16 Apr 2007 to 1 Apr 2010)
  • Life Insurance Corporation of India (no longer approved here)

    FRN 110379

    • CF30 Customer (1 Jun 2011 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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