Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Single Point Financial Services Limited
FRN 464703
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 21 Oct 2021)
- CF30 Customer (1 Nov 2007 to 1 Apr 2010)
- CF8 Apportionment and Oversight (16 Apr 2007 to 31 Mar 2009)
- Responsible for Insurance Mediation (16 Apr 2007 to 30 Sep 2018)
- CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
- CF1 Director (16 Apr 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (16 Apr 2007 to 1 Apr 2010)
- CF11 Money Laundering Reporting (16 Apr 2007 to 1 Apr 2010)
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- CF30 Customer (1 Jun 2011 to 31 Dec 2012)
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.