Mandy Patricia Caunt

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SFIA Wealth Management Limited (no longer approved here)

    FRN 621884

    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2019)
    • Responsible for Insurance Mediation (1 Aug 2014 to 30 Sep 2018)
    • CF1 Director (1 Aug 2014 to 17 Sep 2019)
    • CF11 Money Laundering Reporting (1 Aug 2014 to 17 Sep 2019)
    • CF30 Customer (1 Aug 2014 to 17 Sep 2019)
    • CF10 Compliance Oversight (1 Aug 2014 to 17 Sep 2019)
  • Kingston PTM Limited (no longer approved here)

    FRN 209429

    • CF30 Customer (1 Nov 2007 to 18 Sep 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jul 2014)
    • CF24 Pension Transfer Specialist (12 Aug 2003 to 31 Oct 2007)
    • CF1 Director (22 Mar 2002 to 18 Sep 2014)
    • CF8 Apportionment and Oversight (22 Mar 2002 to 1 Nov 2007)
    • CF21 Investment Adviser (22 Mar 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Mar 2002 to 1 Jul 2014)
    • CF10 Compliance Oversight (22 Mar 2002 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.