Mandy Elaine Fencott

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • William James Financial Services Limited

    FRN 970913

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2026)
    • [FCA CF] Client dealing (since 2 Apr 2026)
  • Clarke Fencott LLP

    FRN 506985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (6 Oct 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (22 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2010 to 8 Dec 2019)
    • CF4 Partner (4 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.