Mandy Anne Prince

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Financial Planning Ltd

    FRN 624277

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2023)
    • [FCA CF] Client dealing (since 28 Nov 2023)
  • Argentis Wealth Management Ltd

    FRN 419331

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (3 Jun 2013 to 19 Dec 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (16 Sep 2011 to 12 Apr 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (2 Sep 2009 to 14 Jul 2011)
  • Blue Fish Finance Ltd (no longer approved here)

    FRN 506341

    • Employed By (2 Sep 2009 to 14 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.