Mandeep Singh Uppal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2020)
    • [FCA CF] Manager of certification employee (5 Nov 2018 to 31 May 2019)
    • [FCA CF] Client dealing (2 Mar 2017 to 31 May 2019)
    • CF30 Customer (24 Jun 2014 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2020)
    • [FCA CF] Manager of certification employee (since 5 Nov 2018)
    • [FCA CF] Client dealing (since 2 Apr 2018)
  • The Royal Bank of Scotland International Limited

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2020)
    • [FCA CF] Manager of certification employee (since 5 Nov 2018)
    • [FCA CF] Client dealing (since 2 Apr 2018)

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Updates to this individual's record on the FCA register.

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