Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HANBURY WEALTH MANAGEMENT LIMITED
FRN 757991
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
- [FCA CF] Client dealing (since 20 Aug 2025)
- Responsibility for MCD Intermediation (since 17 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (8 Dec 2017 to 7 Jul 2020)
- CF11 Money Laundering Reporting (12 Dec 2016 to 8 Dec 2019)
- CF1 Director (12 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.