Manav Gupta

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabella Financial Services LLP

    FRN 415559

    • [FCA CF] Client dealing (since 13 Mar 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (5 Jul 2022 to 14 Oct 2022)
    • [FCA CF] Client dealing (20 May 2019 to 14 Oct 2022)
    • [FCA CF] Manager of certification employee (20 May 2019 to 14 Oct 2022)
    • [FCA CF] Material risk taker (1 Apr 2019 to 14 Oct 2022)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 15 May 2019)
    • CF30 Customer (14 Mar 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (2 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.