Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • [FCA CF] Client dealing (5 Mar 2021 to 7 Jan 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Jan 2022)
    • CF2 Non Executive Director (31 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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