Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Jan 2006 to 31 Oct 2007)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF21 Investment Adviser (18 Nov 2003 to 8 Dec 2005)
    • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 18 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.