Malgorzata Spica

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Feb 2023)
    • CF1 Director (AR) (since 21 Nov 2022)
    • CF30 Customer (since 21 Nov 2022)
  • Gosia Spica Financial Advice Ltd

    FRN 986606

    • (1)Employed By (since 21 Nov 2022)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (25 Feb 2022 to 24 Aug 2022)
    • [FCA CF] Functions requiring qualifications (25 Feb 2022 to 24 Aug 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (3 Nov 2016 to 1 Jul 2018)
    • CF30 Customer (7 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.