Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 8 Sep 2020)
- CF1 Director (AR) (since 21 Aug 2020)
- [FCA CF] Client dealing (since 28 May 2020)
- CF30 Customer (since 28 May 2020)
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Tantum Limited
FRN 931727
- (1)Employed By (since 21 Aug 2020)
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- (2)Employed By (28 May 2020 to 17 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Tantum Limited
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controlled function added: (1)Employed By at Tantum Limited