Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- SMF3 Executive Director (since 14 Aug 2024)
- SMF4 Chief Risk (since 14 Aug 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 13 Aug 2024)
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BlueBay Asset Management LLP
FRN 571599
- SMF27 Partner (since 14 Aug 2024)
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RBC Europe Limited
FRN 124543
- SMF4 Chief Risk (since 17 Jul 2020)
- [FCA CF] Material risk taker (13 May 2019 to 17 Jul 2020)
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Royal Bank of Canada
FRN 124783
- SMF4 Chief Risk (since 17 Jul 2020)
- [FCA CF] Material risk taker (13 May 2019 to 17 Jul 2020)
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RBC Investor Services Trust
FRN 435052
- SMF4 Chief Risk (since 17 Jul 2020)
- [FCA CF] Material risk taker (13 May 2019 to 17 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.