Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 9 Nov 2020)
- [FCA CF] Material risk taker (since 21 Feb 2017)
- [FCA CF] Client dealing (30 Jan 2017 to 7 Oct 2019)
- CF30 Customer (6 Jan 2015 to 26 Feb 2016)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 9 Nov 2020)
- [FCA CF] Material risk taker (since 21 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.